Amundi (UK) Limited

• Principal Place of Business

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

  Web

  https://www.amundi.co.uk

• Complaints Contact

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · This firm may only carry out Exchange Traded Funds in regard to its retail clients.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alexandra Helen Brett

  IRN AHS01062

  • CF30 Customer (1 Nov 2007 to 8 Apr 2011)
  • CF26 Customer Trading (22 Feb 2006 to 31 Oct 2007)
• Alexandre Burgues

  IRN AXB02611

  • CF30 Customer (6 Aug 2010 to 5 May 2011)
• Alexis Duvernay

  IRN AXD00343

  • [FCA CF] Client dealing (12 May 2023 to 1 Oct 2024)
• Alisha Elster

  IRN AXE00311

  • [FCA CF] Client dealing (since 3 Jul 2025)
• Amadou Loum

  IRN AXL00377

  • [FCA CF] Client dealing (9 Jul 2021 to 6 Jan 2023)
• Amaury D'Orsay

  IRN AXD00819

  • Director of firm who is not a certification employee or a SMF manager (since 25 Oct 2023)
• Amy Ha Wai Chan

  IRN AHC01058

  • CF28 Systems and controls (5 Aug 2009 to 15 Nov 2011)
• Ana Bilbao Lopez

  IRN AXB01235

  • [FCA CF] Client dealing (since 5 Dec 2022)
• Andrea Salvatori

  IRN AXS03209

  • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2021)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Andreas Koenig

  IRN AXK00140

  • [FCA CF] Manager of certification employee (since 1 Feb 2021)
  • [FCA CF] Material risk taker (since 1 Feb 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.