Date authorised
1 April 2013
Companies House
01229676
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290
  • Complaints Contact

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruce John Whitmee

    IRN BJW01090

    • SMF1 Chief Executive (since 17 Jul 2024)
    • Responsible for Insurance Distribution (since 11 Apr 2024)
    • SMF23 Chief Underwriting Officer (13 Mar 2020 to 19 Mar 2026)
  • Christophe Jean Coeckelbergh

    IRN CXC00925

    • [FCA CF] Significant management (since 15 Apr 2025)
  • Christopher Bowring

    IRN CXB02456

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 4 Aug 2023)
  • Christopher Dymond

    IRN CXD00532

    • SMF20 Chief Actuary (since 10 Oct 2025)
  • Christopher Paul Bentley

    IRN CXB00721

    • SMF16 Compliance Oversight (6 Feb 2023 to 31 Dec 2023)
  • Christopher Smith Sweetser

    IRN CSS01070

    • SMF4 Chief Risk (7 Feb 2020 to 15 Dec 2023)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 30 Sep 2019)
    • SIMF5 Head of Internal Audit Function (8 Jun 2016 to 9 Dec 2018)
  • Claire Dunkley

    IRN CXD34608

    • [FCA CF] Significant management (8 Nov 2019 to 31 May 2022)
  • Clare James

    IRN CXJ01408

    • SMF16 Compliance Oversight (8 Feb 2019 to 6 Aug 2022)
    • CF11 Money Laundering Reporting (14 Sep 2017 to 9 Dec 2018)
    • CF10 Compliance Oversight (14 Sep 2017 to 28 Mar 2018)
  • Clive Baron Saron

    IRN CBS01006

    • CF1 Director (1 Dec 2001 to 26 Apr 2007)
  • Colin Michael Parker

    IRN CXP00014

    • SMF24 Chief Operations (since 31 Aug 2023)
    • [FCA CF] Significant management (26 May 2020 to 25 Nov 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.