Date authorised
1 April 2013
Companies House
03576013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Drury Lane
    4th Floor
    London
    WC2B 5SQ
    UNITED KINGDOM
    Phone
    +442072687700
  • Complaints Contact

    55 Drury Lane
    4th Floor
    London
    WC2B 5SQ
    UNITED KINGDOM
    Phone
    +442072687818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Holly Rachel Midwinter-Porter

    IRN HRM01035

    • [FCA CF] Material risk taker (since 3 Jul 2024)
    • [FCA CF] Significant management (since 3 Jul 2024)
    • [FCA CF] Manager of certification employee (3 Jul 2024 to 30 Aug 2024)
  • Jack Walker

    IRN JXW02673

    • [FCA CF] Client dealing (since 11 Feb 2026)
    • [FCA CF] CASS oversight function (11 Feb 2026 to 12 Feb 2026)
  • Jacob Pieter De Klerk

    IRN JPD01130

    • CF30 Customer (5 Jul 2013 to 16 Sep 2013)
  • James Alexander Smedley

    IRN JXS01217

    • [FCA CF] Client dealing (since 7 Feb 2023)
  • James Julius Michael Chisnall

    IRN JJC01119

    • CF21 Investment Adviser (20 Mar 2006 to 31 Aug 2007)
  • James Wheaton

    IRN JXW02520

    • CF30 Customer (since 15 Jun 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
  • Jamie Auge-de-rancourt

    IRN JXA00568

    • [FCA CF] Client dealing (since 13 Jul 2023)
  • Jamie John Gilbey

    IRN JJG01035

    • [FCA CF] Manager of certification employee (since 20 Feb 2023)
    • CF30 Customer (since 15 Jun 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Apr 2011 to 8 Dec 2019)
  • Jeremy Nigel Balls

    IRN JNB01041

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Jessica Katie Hayim

    IRN JKH01072

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.