Date authorised
14 November 2014
Companies House
08878804
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Summit House
    12 Red Lion Square
    London
    WC1R 4QH
    UNITED KINGDOM
    Phone
    +442076216500
  • Complaints Contact

    Summit House
    12 Red Lion Square
    London
    WC1R 4QH
    UNITED KINGDOM
    Phone
    +442076216500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Irena Radostinova Badelska

    IRN IRB01056

    • CF30 Customer (14 Nov 2014 to 3 Jun 2019)
  • Mark Lapidus

    IRN MXL01193

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
  • Paul Antony Kent

    IRN PAK01050

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2020)
    • CF1 Director (14 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
  • Peter Marwood

    IRN PXM02362

    • SMF3 Executive Director (5 Oct 2020 to 31 Mar 2022)
  • William Edmond Finn

    IRN WEF01007

    • [FCA CF] Significant management (since 4 Jan 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
    • CF1 Director (14 Nov 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.