Date authorised
1 July 2023
Companies House
0747663627
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442037732329
  • Complaints Contact

    One Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442037732329

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Gareth Rowe

    IRN DXR23105

    • SMF16 Compliance Oversight (since 1 Jul 2023)
  • Guy David Bullen

    IRN GXB01561

    • Responsible for Insurance Distribution (since 1 Jul 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 1 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.