Date authorised
1 April 2013
Companies House
05864472
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Bishopsgate
    Level 6
    London
    London
    EC2N 3AR
    UNITED KINGDOM
    Phone
    +4402038740050
  • Complaints Contact

    7 Bishopsgate
    Level 6
    London
    EC2N 3AR
    UNITED KINGDOM
    Phone
    +4402038740050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Umstatter

    IRN TXU01063

    • SMF3 Executive Director (since 23 Jun 2025)
  • Timothy Kennedy

    IRN TXK01232

    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2022)
    • CF1 Director (19 Apr 2007 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.