AMBON BROKERS LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Kelly Lorraine Lynch
IRN KLL01023
- CF1 Director (AR) (8 May 2014 to 18 May 2016)
Marcos Tomas Vivian
IRN MTV01010
- CF3 Chief Executive (AR) (10 Jan 2018 to 31 Oct 2018)
Neil Hare-Brown
IRN NXH01552
- CF1 Director (AR) (29 Aug 2014 to 13 Jul 2016)
Paul Patrick Prendergast
IRN PPP01018
- CF3 Chief Executive (AR) (16 Dec 2016 to 20 Dec 2017)
Peter Berring
IRN PXB02570
- CF1 Director (AR) (3 Jan 2019 to 20 Jan 2021)
Peter Gerard Bermingham
IRN PGB01138
- CF1 Director (AR) (21 Dec 2016 to 20 Dec 2017)
Philippe Hannibal Siegfried Alexandre Gouraud
IRN PHG01037
- CF1 Director (AR) (3 Oct 2018 to 20 Feb 2020)
Richard Jonathan Wise
IRN RJW01261
- CF1 Director (14 Jan 2005 to 10 Aug 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 10 Aug 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 10 Aug 2007)
Robert Andrew Finch
IRN RAF01127
- Responsible for Insurance Mediation (20 Mar 2012 to 30 Aug 2016)
- CF1 Director (19 Feb 2009 to 1 Aug 2019)
Robert Terence Ralf
IRN RTR01028
- CF1 Director (AR) (30 Jan 2018 to 18 Apr 2019)

Smaller firms operating under this firm's FCA authorisation.

John Strange Consultants Ltd (no longer appointed)
FRN 724198 · Appointed 2 Nov 2015 · Until 29 Jul 2019
STORM Guidance Limited (no longer appointed)
FRN 630543 · Appointed 20 Aug 2014 · Until 10 Aug 2016
Quintessentially Covered Limited (no longer appointed)
FRN 535928 · Appointed 22 Apr 2014 · Until 29 Oct 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.