AMBON BROKERS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adam Howe
IRN AXH02868
- CF1 Director (AR) (23 Apr 2018 to 29 Oct 2021)
Alec Finch
IRN AXF00022
- CF2 Non Executive Director (7 Jun 2019 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 5 Jun 2019)
Andrew Jonathan Clowes
IRN AJC01614
- CF1 Director (7 Jun 2016 to 6 Dec 2017)
Barry John Seymour
IRN BJS01070
- CF2 Non Executive Director (25 Jul 2019 to 8 Dec 2019)
Christopher Allen Gagg
IRN CAG01164
- SMF3 Executive Director (9 Dec 2019 to 11 Aug 2023)
- CF1 Director (3 Sep 2018 to 8 Dec 2019)
Dylan Raoul Stephane John Bourguignon
IRN DRB01159
- CF3 Chief Executive (AR) (28 Apr 2016 to 1 Nov 2019)
Gert Schlossmacher
IRN GXS08993
- CF1 Director (AR) (4 Dec 2018 to 29 Oct 2021)
Javier Guillermo Llamas
IRN JGL01098
- Responsible for Insurance Mediation (15 Aug 2016 to 6 Dec 2017)
- CF1 Director (15 Aug 2016 to 6 Dec 2017)
John Nigel Strange
IRN JNS01078
- CF1 Director (AR) (5 Nov 2015 to 24 Jul 2019)
Jonathan Bines
IRN JXB14299
- SMF3 Executive Director (9 Dec 2019 to 11 Aug 2023)
- SMF1 Chief Executive (9 Dec 2019 to 11 Aug 2023)
- Responsible for Insurance Distribution (23 Sep 2019 to 11 Aug 2023)
- CF3 Chief Executive (8 May 2019 to 8 Dec 2019)
- CF1 Director (8 May 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

John Strange Consultants Ltd (no longer appointed)
FRN 724198 · Appointed 2 Nov 2015 · Until 29 Jul 2019
STORM Guidance Limited (no longer appointed)
FRN 630543 · Appointed 20 Aug 2014 · Until 10 Aug 2016
Quintessentially Covered Limited (no longer appointed)
FRN 535928 · Appointed 22 Apr 2014 · Until 29 Oct 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.