Amberside Capital Ltd

Date authorised
17 May 2016
Companies House
09479851
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bourne House
    Prince Edward Street
    Berkhamsted
    Hertfordshire
    HP4 3EZ
    UNITED KINGDOM
    Phone
    +4401442910069
    Web
    https://www.amberside.com

  • Complaints Contact

    Bourne House
    Prince Street
    Prince Edward Street
    Berkhamsted
    Hertfordshire
    HP4 3EZ
    UNITED KINGDOM
    Phone
    +441442910069

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Philip Scowcroft

    IRN DXS90889

    • SMF3 Executive Director (since 21 Jul 2022)
    • [FCA CF] Client dealing (since 1 Jan 2020)
  • David James Lomas

    IRN DJL01132

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Nov 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
    • CF10 Compliance Oversight (17 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 May 2016 to 8 Dec 2019)
    • CF3 Chief Executive (17 May 2016 to 8 Dec 2019)
    • CF30 Customer (17 May 2016 to 8 Dec 2019)
    • CF1 Director (17 May 2016 to 8 Dec 2019)
  • David James Scrivens

    IRN DJS01274

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Aug 2020 to 24 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2022)
    • CF1 Director (17 May 2016 to 8 Dec 2019)
    • CF30 Customer (17 May 2016 to 8 Dec 2019)
  • Harriet Johns

    IRN HXJ00081

    • [FCA CF] Client dealing (7 Dec 2022 to 17 Aug 2023)
  • Neil Rutledge

    IRN NXR01460

    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2021)
    • CF1 Director (17 May 2016 to 8 Dec 2019)
  • Philip Keith Rhoden

    IRN PKR01017

    • CF1 Director (17 May 2016 to 24 Oct 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Duguud Ltd (no longer appointed)

    FRN 950371 · Appointed 5 May 2021 · Until 5 Nov 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.