Amber Fund Management Limited

• Principal Place of Business

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +4402079390550

  Web

  http://www.amberinfrastructure.com

• Complaints Contact

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +4402079390550

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas James Mackee

  IRN NJM01217

  • CF30 Customer (20 Jan 2015 to 8 Dec 2019)
• Nicholas Raymond Singleton

  IRN NRS01076

  • CF30 Customer (25 May 2011 to 23 Sep 2014)
• Nimarpreet Singh Sehmi

  IRN NSS01048

  • [FCA CF] Significant management (since 12 Sep 2024)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)
• Peter William Robert Radford

  IRN PWR01055

  • CF30 Customer (4 Dec 2014 to 8 Dec 2019)
• Philippa Leigh Valli

  IRN PXV00068

  • [FCA CF] Significant management (since 1 Dec 2022)
• Richard Gordon Paton

  IRN RGP01079

  • CF30 Customer (18 Dec 2017 to 8 Dec 2019)
• Thomas Brendan O'Shaughnessy

  IRN TBO01003

  • [FCA CF] Significant management (9 Dec 2019 to 4 Nov 2025)
  • CF28 Systems and controls (7 Aug 2009 to 8 Dec 2019)
• Timothy James West

  IRN TXW01296

  • CF28 Systems and controls (23 Jun 2009 to 23 Nov 2009)
• Vaughan Andrew Wallace

  IRN VXW00037

  • [FCA CF] Significant management (1 Mar 2021 to 20 Aug 2024)

No changes recorded yet.