Amarjit Singh Gharial

• Principal Place of Business

  Unit 2, Popin Business Centre

  South Way

  Wembley

  Middlesex

  HA9 0HB

  UNITED KINGDOM

  Phone

  +4402089027996

  Web

  https://asgfinancialservices.com

• Complaints Contact

  Unit 2, Popin Business Centre

  South Way

  Wembley

  Middlesex

  HA9 0HB

  UNITED KINGDOM

  Phone

  +4402089027996

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Amarjit Singh Gharial

  IRN AXG00067

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF10 Compliance Oversight (24 Dec 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (24 Dec 2008 to 8 Dec 2019)
  • CF30 Customer (24 Dec 2008 to 8 Dec 2019)
• Atchuthan Ganeshalingam

  IRN AXG01390

  • CF30 Customer (1 Sep 2011 to 8 Dec 2019)
• Symren Singh Gharial

  IRN SXG00676

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
• Upkar Singh Chana

  IRN LSC00007

  • CF30 Customer (30 Sep 2011 to 17 Mar 2021)

• Atchuthan Ganeshalingam (no longer appointed)

  FRN 568593 · Appointed 14 Nov 2011 · Until 27 Jan 2021

• Upkar Singh Chana (no longer appointed)

  FRN 564713 · Appointed 16 Sep 2011 · Until 23 Mar 2021

• Nilesh Patel (no longer appointed)

  FRN 429254 · Appointed 23 Mar 2011 · Until 27 Jan 2021

No changes recorded yet.