Date authorised
1 April 2013
Companies House
00156938
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521
  • Complaints Contact

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jamie Stephen Humphrey

    IRN JSH01168

    • CF30 Customer (9 Jul 2008 to 21 Feb 2011)
  • Jane Yujin Wang

    IRN JYW01001

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Janish Gangar

    IRN JXG00898

    • [FCA CF] Proprietary trader (since 16 Jan 2026)
    • [FCA CF] Client dealing (since 10 Apr 2025)
  • Jason Rucker

    IRN JXR00524

    • [FCA CF] Material risk taker (since 18 May 2023)
    • [FCA CF] Client dealing (since 11 Mar 2022)
    • [FCA CF] Proprietary trader (since 11 Mar 2022)
  • Jennifer Lee Prince

    IRN JLP01064

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
  • Jia Liu

    IRN JXL02017

    • CF30 Customer (27 Jan 2015 to 17 Sep 2018)
  • Jia Wang

    IRN JXW01972

    • CF30 Customer (29 May 2008 to 31 Jul 2014)
  • Jiangxue Hu

    IRN JXH02597

    • CF30 Customer (30 Jan 2015 to 8 Dec 2019)
  • Jinyu Song

    IRN JXS02763

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 18 May 2023)
    • CF30 Customer (20 Sep 2012 to 8 Dec 2019)
  • Joanna Louise Chandler

    IRN JLC01058

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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