A&M CAPITAL ADVISORS EUROPE, LLP

Date authorised
22 June 2018
Companies House
OC419571
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A & M Capital Advisors Europe LLP
    6 Grosvenor Street
    London
    Westminster
    W1K 4PZ
    UNITED KINGDOM
    Phone
    +442070730527
    Web
    https://www.a-mcapital.com/europe/

  • Complaints Contact

    A & M Capital Advisors Europe LLP
    6 Grosvenor Street
    London
    Westminster
    W1K 4PZ
    UNITED KINGDOM
    Phone
    +447786695823

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paolo Ferrari

    IRN PXF01370

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2025)
  • Philip David Lewis Barritt

    IRN PXB16247

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Sep 2019 to 8 Dec 2019)
  • Shepard Colegrove Spink

    IRN SCS01110

    • SMF27 Partner (9 Dec 2019 to 30 Dec 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Dec 2020)
    • CF4 Partner (22 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (22 Jun 2018 to 8 Dec 2019)
    • CF3 Chief Executive (22 Jun 2018 to 8 Dec 2019)
  • Stefan Hans Heinz Miesner

    IRN SHM01073

    • [FCA CF] Client dealing (since 1 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.