Alvine Capital Management Limited

Date authorised
1 April 2013
Companies House
05504902
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Hill Street
    London
    W1J 5NG
    UNITED KINGDOM
    Phone
    +442037093607
    Web
    https://www.alvinecapital.com

  • Complaints Contact

    8 Hill Street
    London
    W1J 5NG
    UNITED KINGDOM
    Phone
    +442037093607

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert May

    IRN RXM06423

    • CF30 Customer (21 Sep 2018 to 8 Dec 2019)
  • Simon Ashley Ewart

    IRN SAE01017

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2026)
    • CF10 Compliance Oversight (3 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2016 to 8 Dec 2019)
  • Stephen Edwin Isaacs

    IRN SEI01013

    • CF30 Customer (23 Jul 2010 to 8 Dec 2019)
  • Terence Alan Scott

    IRN TAS01046

    • CF30 Customer (8 Nov 2007 to 30 Apr 2008)
    • CF10 Compliance Oversight (24 May 2006 to 30 Apr 2008)
    • CF11 Money Laundering Reporting (24 May 2006 to 30 Apr 2008)
  • Thomas Raber

    IRN TXR01055

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (27 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (16 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Nov 2005 to 8 May 2006)
    • CF8 Apportionment and Oversight (8 Nov 2005 to 31 Oct 2007)
    • CF1 Director (8 Nov 2005 to 8 Dec 2019)
    • CF3 Chief Executive (8 Nov 2005 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.