Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    49 Windmill Avenue
    Rednal
    Birmingham
    Worcestershire
    B45 9SP
    UNITED KINGDOM
    Phone
    +441214453307
  • Complaints Contact

    49 Windmill Avenue
    Rednal
    Birmingham
    Worcestershire
    B45 9SP
    UNITED KINGDOM
    Phone
    +441214453307

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Paul Hawkins

    IRN APH01117

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Brian Edward Hawkins

    IRN BEH01023

    • SMF27 Partner (9 Dec 2019 to 2 Sep 2025)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • David Edward Matthews

    IRN DEM00013

    • CF28 Systems and controls (1 Nov 2007 to 9 Jun 2015)
    • CF29 Significant management (1 Nov 2007 to 9 Jun 2015)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 9 Jun 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 9 Jun 2015)
  • Jennifer Hawkins

    IRN JXH03265

    • SMF27 Partner (since 11 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ruth Duddy (no longer appointed)

    FRN 496847 · Appointed 25 Feb 2009 · Until 17 Mar 2023

  • R J Long & Co (no longer appointed)

    FRN 496764 · Appointed 23 Feb 2009 · Until 17 Mar 2023

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.