Alternatives St James LLP

• Principal Place of Business

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Complaints Contact

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Brett O'Farrell

  IRN BXO01179

  • CF30 Customer (26 Apr 2016 to 14 May 2018)
• Bruce Craig Hewitson

  IRN BCH01036

  • CF30 Customer (17 Dec 2018 to 27 Oct 2021)
• Bruno Tourme

  IRN BXT01179

  • CF4 Partner (AR) (3 Jul 2012 to 31 Aug 2014)
  • CF30 Customer (19 Jun 2012 to 31 Aug 2014)
• Carl Stephan Larsson

  IRN CXL12183

  • CF30 Customer (5 Mar 2019 to 15 Jun 2019)
• Christian Hamilton

  IRN CXH01804

  • CF30 Customer (11 Jul 2016 to 30 Sep 2016)
  • CF4 Partner (AR) (11 Jul 2016 to 30 Sep 2016)
• Christian Michael Heidl

  IRN CMH01091

  • CF4 Partner (AR) (19 Mar 2013 to 23 May 2014)
  • CF30 Customer (19 Mar 2013 to 23 May 2014)
• Christina Louise Nalumansi Kimeze

  IRN CLK01033

  • CF30 Customer (20 Sep 2016 to 28 Mar 2018)
• Christopher Anthony Worcester

  IRN CAW01111

  • CF4 Partner (AR) (17 Apr 2014 to 31 May 2017)
  • CF30 Customer (1 Jul 2011 to 27 Jan 2012)
  • CF1 Director (AR) (1 Jul 2011 to 27 Jan 2012)
• Christopher Paul Vogtherr

  IRN CPV01011

  • CF1 Director (AR) (since 28 Oct 2022)
  • CF30 Customer (since 28 Oct 2022)
• Christopher Thomas Cummins

  IRN CTC01031

  • SMF27 Partner (since 13 Feb 2024)
  • CF11 Money Laundering Reporting (4 Mar 2015 to 26 Nov 2015)
  • CF10 Compliance Oversight (8 Feb 2013 to 16 Aug 2013)

• Falcon Investment Advisors (UK) LLP (no longer appointed)

  FRN 672796 · Appointed 20 Feb 2015 · Until 28 Apr 2017

• GP-SF LLP (no longer appointed)

  FRN 520421 · Appointed 1 Dec 2014 · Until 26 Oct 2021

• Lewben London Ltd (no longer appointed)

  FRN 648864 · Appointed 3 Oct 2014 · Until 21 Aug 2015

• IP Capital Partners UK LLP (no longer appointed)

  FRN 631568 · Appointed 5 Sep 2014 · Until 19 Jun 2017

• Green Road Capital Partners LLP (no longer appointed)

  FRN 621227 · Appointed 15 Apr 2014 · Until 1 Jun 2017

• Schroder Adveq Management (UK) Ltd (no longer appointed)

  FRN 604152 · Appointed 5 Aug 2013 · Until 23 May 2018

• Proprium Capital Management (UK) LLP (no longer appointed)

  FRN 598252 · Appointed 28 Mar 2013 · Until 30 Apr 2014

• Praesidian Capital Europe LLP (no longer appointed)

  FRN 597217 · Appointed 13 Mar 2013 · Until 23 May 2014

• Augusta Ventures LLP (no longer appointed)

  FRN 506592 · Appointed 22 Feb 2012 · Until 15 Aug 2013

• Stone Arch Financial Ltd (no longer appointed)

  FRN 472083 · Appointed 8 Jun 2011 · Until 31 Jan 2012

No changes recorded yet.