Alternatives St James LLP

• Principal Place of Business

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Complaints Contact

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Hector Boyce

  IRN HXB01433

  • CF30 Customer (29 Apr 2014 to 1 Apr 2015)
• Howard John Ellison Ormonroyd

  IRN HJO01014

  • CF1 Director (AR) (5 Jul 2011 to 27 Jan 2012)
  • CF30 Customer (5 Jul 2011 to 27 Jan 2012)
• Hugh Philip Egerton Dumas

  IRN HPD01002

  • CF4 Partner (AR) (10 Nov 2014 to 20 Jul 2017)
  • CF30 Customer (17 Jun 2009 to 7 Feb 2017)
• Ian Gjertsen

  IRN IXG01043

  • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
  • CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
• Ivan Slavchev Topalov

  IRN IST01014

  • CF30 Customer (11 Feb 2015 to 1 Apr 2015)
• Izzet Ajlan Azaz

  IRN IAA01023

  • CF1 Director (AR) (since 18 Feb 2025)
  • CF30 Customer (since 18 Feb 2025)
• Jake Tyler Kaplan

  IRN JXK12345

  • CF30 Customer (8 Mar 2019 to 8 Sep 2023)
• James Baldwin Robinson

  IRN JBR01048

  • CF30 Customer (1 Nov 2007 to 5 Nov 2009)
  • CF21 Investment Adviser (9 Feb 2006 to 31 Oct 2007)
• James Elliot Barrett-Miles

  IRN JEB01288

  • CF1 Director (AR) (17 Oct 2017 to 11 Oct 2018)
  • CF30 Customer (17 Oct 2017 to 11 Oct 2018)
• Jamie Andrew Goss

  IRN JAG01124

  • CF30 Customer (14 Jul 2009 to 20 Dec 2010)

• RAVEL ADVISORS LIMITED (no longer appointed)

  FRN 627456 · Appointed 23 Oct 2018 · Until 23 Dec 2019

• Tellus Matrix LLP (no longer appointed)

  FRN 817117 · Appointed 23 Aug 2018 · Until 25 Aug 2021

• ND Capital LLP (no longer appointed)

  FRN 814366 · Appointed 19 Jul 2018 · Until 14 Aug 2019

• Stanford Capital Partners Limited (no longer appointed)

  FRN 804552 · Appointed 20 Mar 2018 · Until 20 Jun 2018 · Tied agent

• Fort Bay Capital Ltd (no longer appointed)

  FRN 794831 · Appointed 23 Nov 2017 · Until 13 Jan 2020

• HB Renewables Limited (no longer appointed)

  FRN 791239 · Appointed 11 Oct 2017 · Until 12 Oct 2018

• Property Funds Research Ltd (no longer appointed)

  FRN 787934 · Appointed 31 Aug 2017 · Until 20 Aug 2024

• Syzygy Advisors Ltd (no longer appointed)

  FRN 760377 · Appointed 6 Oct 2016 · Until 9 Feb 2017

• AMAC Research Limited (no longer appointed)

  FRN 759344 · Appointed 23 Sep 2016 · Until 5 Sep 2017

• Burnahyll LLP (no longer appointed)

  FRN 620099 · Appointed 12 Sep 2016 · Until 12 Jul 2019

No changes recorded yet.