Alternatives St James LLP

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FRN: 430914
Date authorised: 1 April 2013
Companies House: OC311987
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

8 Elgin Road

Bournemouth

BH4 9NL

UNITED KINGDOM

Phone

+4402078398088
Complaints Contact

8 Elgin Road

Bournemouth

BH4 9NL

UNITED KINGDOM

Phone

+4402078398088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Robin Alexander Winning
IRN RXW01232
- CF1 Director (AR) (since 30 Jun 2024)
- CF30 Customer (since 22 Aug 2023)
Robin Lewis Lincoln
IRN RLL01012
- CF30 Customer (25 Aug 2022 to 15 Apr 2026)
Ross James Goodwin
IRN RXG00520
- CF30 Customer (since 17 May 2024)
Roy Gerhard Henricus Bachmann
IRN GHB01023
- CF4 Partner (AR) (15 Apr 2013 to 23 May 2014)
- CF30 Customer (15 Apr 2013 to 23 May 2014)
Rupert Michael Colvin Watson
IRN RMW01121
- CF30 Customer (20 Nov 2007 to 17 Dec 2009)
Ruslanas Andrejevas
IRN RXA01931
- CF30 Customer (27 Apr 2015 to 21 Aug 2015)
Sachin Agarwal
IRN SXA01952
- CF30 Customer (9 Mar 2016 to 29 Apr 2016)
Samuel Nallen Copley
IRN SNC01060
- CF30 Customer (3 Jan 2023 to 11 Aug 2023)
Sarah Elizabeth Murphy
IRN SEM01108
- SMF27 Partner (9 Dec 2019 to 4 Mar 2020)
- CF4 Partner (2 Apr 2008 to 8 Dec 2019)
Sau Kui Aston Chan
IRN SKC01026
- CF1 Director (AR) (6 Oct 2016 to 5 Sep 2017)
- CF30 Customer (6 Oct 2016 to 5 Sep 2017)
- CF3 Chief Executive (AR) (6 Oct 2016 to 5 Sep 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

RAVEL ADVISORS LIMITED (no longer appointed)
FRN 627456 · Appointed 23 Oct 2018 · Until 23 Dec 2019
Tellus Matrix LLP (no longer appointed)
FRN 817117 · Appointed 23 Aug 2018 · Until 25 Aug 2021
ND Capital LLP (no longer appointed)
FRN 814366 · Appointed 19 Jul 2018 · Until 14 Aug 2019
Stanford Capital Partners Limited (no longer appointed)
FRN 804552 · Appointed 20 Mar 2018 · Until 20 Jun 2018 · Tied agent
Fort Bay Capital Ltd (no longer appointed)
FRN 794831 · Appointed 23 Nov 2017 · Until 13 Jan 2020
HB Renewables Limited (no longer appointed)
FRN 791239 · Appointed 11 Oct 2017 · Until 12 Oct 2018
Property Funds Research Ltd (no longer appointed)
FRN 787934 · Appointed 31 Aug 2017 · Until 20 Aug 2024
Syzygy Advisors Ltd (no longer appointed)
FRN 760377 · Appointed 6 Oct 2016 · Until 9 Feb 2017
AMAC Research Limited (no longer appointed)
FRN 759344 · Appointed 23 Sep 2016 · Until 5 Sep 2017
Burnahyll LLP (no longer appointed)
FRN 620099 · Appointed 12 Sep 2016 · Until 12 Jul 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.