Alternatives St James LLP

Watch for changes

FRN: 430914
Date authorised: 1 April 2013
Companies House: OC311987
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

8 Elgin Road

Bournemouth

BH4 9NL

UNITED KINGDOM

Phone

+4402078398088
Complaints Contact

8 Elgin Road

Bournemouth

BH4 9NL

UNITED KINGDOM

Phone

+4402078398088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Muhammad Usman Ali
IRN MXA01035
- CF30 Customer (since 17 May 2024)
Neil Curtis Brennan
IRN NXB01215
- CF30 Customer (29 Feb 2012 to 15 Aug 2013)
Nelson Isaac Abrahao Junior
IRN NXI01149
- CF1 Director (AR) (27 Apr 2016 to 29 Nov 2018)
- CF30 Customer (27 Apr 2016 to 29 Nov 2018)
Nicholas Philip Colley
IRN NPC01095
- CF1 Director (AR) (24 Aug 2020 to 21 May 2021)
- CF30 Customer (16 Jan 2018 to 21 May 2021)
Nicholas Xavier Gwinett Sharp
IRN NXS01444
- CF30 Customer (since 8 Sep 2022)
- CF4 Partner (AR) (8 Sep 2022 to 15 Apr 2026)
Nigel Douglas Hamilton Johnson
IRN NDJ01019
- CF30 Customer (20 Nov 2007 to 17 Dec 2009)
Ohad Greenfeld
IRN OXG01034
- CF30 Customer (25 Jun 2019 to 28 Jun 2019)
- CF1 Director (AR) (25 Jun 2019 to 28 Jun 2019)
Oliver Charles Willoughby
IRN OCW01003
- CF30 Customer (29 Jun 2011 to 27 Jan 2012)
- CF1 Director (AR) (29 Jun 2011 to 27 Jan 2012)
Oliver Lombardi
IRN OXL26539
- CF30 Customer (6 Jan 2020 to 30 Sep 2022)
Olivier Van Swaay
IRN OMV01000
- CF30 Customer (26 Nov 2014 to 1 Apr 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

RAVEL ADVISORS LIMITED (no longer appointed)
FRN 627456 · Appointed 23 Oct 2018 · Until 23 Dec 2019
Tellus Matrix LLP (no longer appointed)
FRN 817117 · Appointed 23 Aug 2018 · Until 25 Aug 2021
ND Capital LLP (no longer appointed)
FRN 814366 · Appointed 19 Jul 2018 · Until 14 Aug 2019
Stanford Capital Partners Limited (no longer appointed)
FRN 804552 · Appointed 20 Mar 2018 · Until 20 Jun 2018 · Tied agent
Fort Bay Capital Ltd (no longer appointed)
FRN 794831 · Appointed 23 Nov 2017 · Until 13 Jan 2020
HB Renewables Limited (no longer appointed)
FRN 791239 · Appointed 11 Oct 2017 · Until 12 Oct 2018
Property Funds Research Ltd (no longer appointed)
FRN 787934 · Appointed 31 Aug 2017 · Until 20 Aug 2024
Syzygy Advisors Ltd (no longer appointed)
FRN 760377 · Appointed 6 Oct 2016 · Until 9 Feb 2017
AMAC Research Limited (no longer appointed)
FRN 759344 · Appointed 23 Sep 2016 · Until 5 Sep 2017
Burnahyll LLP (no longer appointed)
FRN 620099 · Appointed 12 Sep 2016 · Until 12 Jul 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.