Alternatives St James LLP

• Principal Place of Business

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Complaints Contact

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Robin Alexander Winning

  IRN RXW01232

  • CF1 Director (AR) (since 30 Jun 2024)
  • CF30 Customer (since 22 Aug 2023)
• Robin Lewis Lincoln

  IRN RLL01012

  • CF30 Customer (25 Aug 2022 to 15 Apr 2026)
• Ross James Goodwin

  IRN RXG00520

  • CF30 Customer (since 17 May 2024)
• Roy Gerhard Henricus Bachmann

  IRN GHB01023

  • CF4 Partner (AR) (15 Apr 2013 to 23 May 2014)
  • CF30 Customer (15 Apr 2013 to 23 May 2014)
• Rupert Michael Colvin Watson

  IRN RMW01121

  • CF30 Customer (20 Nov 2007 to 17 Dec 2009)
• Ruslanas Andrejevas

  IRN RXA01931

  • CF30 Customer (27 Apr 2015 to 21 Aug 2015)
• Sachin Agarwal

  IRN SXA01952

  • CF30 Customer (9 Mar 2016 to 29 Apr 2016)
• Samuel Nallen Copley

  IRN SNC01060

  • CF30 Customer (3 Jan 2023 to 11 Aug 2023)
• Sarah Elizabeth Murphy

  IRN SEM01108

  • SMF27 Partner (9 Dec 2019 to 4 Mar 2020)
  • CF4 Partner (2 Apr 2008 to 8 Dec 2019)
• Sau Kui Aston Chan

  IRN SKC01026

  • CF1 Director (AR) (6 Oct 2016 to 5 Sep 2017)
  • CF30 Customer (6 Oct 2016 to 5 Sep 2017)
  • CF3 Chief Executive (AR) (6 Oct 2016 to 5 Sep 2017)

• AMERICA'S GROWTH CAPITAL EUROPE, LLP

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  FRN 935440 · Appointed 2 Oct 2020 · Until 6 Jan 2021

• POLLINATION CAPITAL PARTNERS LIMITED (no longer appointed)

  FRN 935323 · Appointed 1 Oct 2020 · Until 28 Feb 2023

• Pollination Financial Services Limited (no longer appointed)

  FRN 925018 · Appointed 24 Apr 2020 · Until 10 Nov 2020

• Syon Wealth Ltd (no longer appointed)

  FRN 843634 · Appointed 7 Jun 2019 · Until 28 Jun 2019

• Property Capital Partners Europe Limited (no longer appointed)

  FRN 834484 · Appointed 25 Feb 2019 · Until 15 Dec 2021

• Ratio Ventures Limited (no longer appointed)

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No changes recorded yet.