ALSFORD PAGE & GEMS LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Craig Robert Green
IRN CRG01063
- CF1 Director (AR) (6 Nov 2007 to 17 Mar 2009)
David Charles Codling
IRN DCC01096
- CF1 Director (AR) (11 May 2007 to 21 Jul 2009)
David James Ezzard
IRN DJE01099
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2024)
- CF2 Non Executive Director (30 Jan 2015 to 8 Dec 2019)
David Pratt
IRN DXP01506
- CF1 Director (30 Nov 2016 to 29 Mar 2018)
- CF3 Chief Executive (1 Apr 2009 to 29 Mar 2018)
- Responsible for Insurance Mediation (1 Apr 2009 to 29 Mar 2018)
- CF8 Apportionment and Oversight (13 Mar 2009 to 31 Mar 2009)
- CF1 Director (AR) (12 Mar 2008 to 1 Feb 2013)
David Thomas Martin
IRN DXM01979
- SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
- CF1 Director (13 Mar 2007 to 8 Dec 2019)
Dawn Marie Fazio
IRN DMF01087
- CF1 Director (AR) (24 Jun 2013 to 21 Nov 2013)
Donn Cantwell
IRN DXC01678
- CF1 Director (14 Jan 2005 to 31 Jul 2010)
Farah Mariam Hossenbux
IRN FMH01039
- CF1 Director (AR) (22 Mar 2016 to 1 Nov 2016)
Garry William Bright
IRN GWB01050
- SMF3 Executive Director (15 Oct 2020 to 21 Sep 2022)
Gary Michael Seymour
IRN GMS01137
- CF2 Non Executive Director (30 Jan 2015 to 28 May 2015)

Smaller firms operating under this firm's FCA authorisation.

CustomsWrap Limited (no longer appointed)
FRN 704337 · Appointed 1 Jun 2015 · Until 27 Sep 2016
Christopher Cowdrey (no longer appointed)
FRN 646677 · Appointed 16 Sep 2014 · Until 11 Feb 2016
Cover 4 Less Limited (no longer appointed)
FRN 624537 · Appointed 30 May 2014 · Until 4 Nov 2016
Protect Direct Limited (no longer appointed)
FRN 611705 · Appointed 16 Dec 2013 · Until 4 Nov 2016
Anthony Peters (no longer appointed)
FRN 602310 · Appointed 27 Nov 2013 · Until 11 Feb 2016
JSG Risk Solutions Ltd (no longer appointed)
FRN 539781 · Appointed 19 Sep 2013 · Until 14 Nov 2013
GS Digital Support Ltd (no longer appointed)
FRN 602412 · Appointed 11 Jun 2013 · Until 21 Nov 2013
Anthony Peters (no longer appointed)
FRN 602310 · Appointed 7 Jun 2013 · Until 14 Nov 2013
Keith St Pier Hyland (no longer appointed)
FRN 598909 · Appointed 9 Apr 2013 · Until 2 Jun 2014
Reactive Homecare Services Limited (no longer appointed)
FRN 598249 · Appointed 28 Mar 2013 · Until 15 May 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.