Date authorised
15 December 2023
Companies House
10322734
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    City Tower
    Part Level 18 (West)
    40 Basinghall Street
    London
    EC2V 5DE
    UNITED KINGDOM
    Phone
    +4402080903706
  • Complaints Contact

    City Tower, Part Level 18 (West)
    40 Basinghall St
    London
    City Of London
    EC2V 5DE
    UNITED KINGDOM
    Phone
    +4402080903706

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nitish Jhawar

    IRN NXJ00173

    • [FCA CF] Algorithmic trading (since 1 Jan 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
  • Rahul Singh

    IRN RXS00764

    • [FCA CF] Algorithmic trading (since 1 Apr 2024)
  • Robin James Griffin

    IRN RXG01647

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2024 to 25 Mar 2024)
    • [FCA CF] Algorithmic trading (1 Jan 2024 to 23 Mar 2026)
  • Sanchit Saraf

    IRN SXS10666

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Algorithmic trading (since 1 Jan 2024)
  • Saurabh Agarwal

    IRN SXA00927

    • [FCA CF] Algorithmic trading (15 Mar 2024 to 31 May 2024)
  • Svetoslav Kuzev

    IRN SXK00776

    • [FCA CF] Algorithmic trading (since 1 Jan 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
  • Swapnil Chougule

    IRN SXC01232

    • [FCA CF] Algorithmic trading (since 1 Apr 2024)
  • Thomas Norskov

    IRN TXN01106

    • SMF3 Executive Director (since 15 Dec 2023)
  • Thomas Parry

    IRN TWP33725

    • [FCA CF] Algorithmic trading (since 1 Feb 2025)
  • Thomas Richard Allen Corns

    IRN TRC01042

    • [FCA CF] Algorithmic trading (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 1 Jan 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.