Alphadyne Asset Management (UK) LLP

• Principal Place of Business

  2 St. James's Market

  2nd Floor

  St. James

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442073312430

  Web

  http://www.adyne.com

• Complaints Contact

  2 St. James's Market

  2nd Floor, St. James

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442075312436

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Raquel Thompson

  IRN RXT00348

  • SMF16 Compliance Oversight (4 Jul 2023 to 31 Aug 2024)
• Richard John Jackson

  IRN RJJ01029

  • CF30 Customer (6 Oct 2015 to 1 Jul 2016)
• Robert Taylor

  IRN RXT00377

  • [FCA CF] Client dealing (since 7 Feb 2025)
• Rohit Gandhi

  IRN RXG01992

  • SMF1 Chief Executive (since 12 Aug 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (8 May 2018 to 8 Dec 2019)
• Rory Samuel Hill

  IRN RSH01059

  • [FCA CF] Client dealing (since 20 May 2025)
  • [FCA CF] Material risk taker (since 20 May 2025)
• Sadi Eren Ozgur

  IRN SEO01019

  • [FCA CF] Material risk taker (since 1 Oct 2025)
  • [FCA CF] Client dealing (since 10 Aug 2023)
• Scott Franklin Thiel

  IRN SFT01019

  • [FCA CF] Client dealing (since 20 Jul 2023)
  • [FCA CF] Material risk taker (since 20 Jul 2023)
• Shyam Venay Shah

  IRN SVS01007

  • [FCA CF] Client dealing (since 27 Apr 2023)
• Stephen Hannaford

  IRN SXH00496

  • [FCA CF] Material risk taker (1 Feb 2022 to 8 Nov 2023)
  • [FCA CF] Client dealing (1 Aug 2020 to 8 Nov 2023)
• Stephen Spence

  IRN SJS01386

  • [FCA CF] Material risk taker (since 20 Aug 2024)
  • [FCA CF] Client dealing (since 20 Aug 2024)

No changes recorded yet.