Date authorised
1 April 2013
Companies House
05657020
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Vigo Street
    2nd Floor
    London
    W1S 3HB
    UNITED KINGDOM
    Phone
    +4402075180530
  • Complaints Contact

    5 Vigo Street
    2nd Floor
    London
    W1S 3HB
    UNITED KINGDOM
    Phone
    +4402075180530

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexey Kormschikov

    IRN AXK01838

    • CF30 Customer (9 May 2013 to 17 Apr 2015)
  • Bjorn Olov Bringes

    IRN BOL01004

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (10 Jan 2007 to 8 Dec 2019)
    • CF27 Investment Management (10 Jan 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (10 Jan 2007 to 8 Dec 2019)
    • CF1 Director (10 Jan 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Jan 2007 to 31 Oct 2007)
  • Carl-Olof Staffan Patrik Teste

    IRN CST01026

    • CF30 Customer (9 May 2013 to 31 Oct 2016)
  • Igor Igorevich Livant

    IRN IIL01001

    • CF30 Customer (11 Apr 2011 to 25 Feb 2013)
  • Katre Saard

    IRN KXS01513

    • SMF1 Chief Executive (since 14 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (10 Jan 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jan 2007 to 8 Dec 2019)
    • CF27 Investment Management (10 Jan 2007 to 31 Oct 2007)
  • Mikael Carl Christer Yman

    IRN MXY00142

    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Per Oscar Sigurd Berglund

    IRN POB01001

    • CF30 Customer (17 Jan 2008 to 25 Feb 2013)
  • Ulf Olavi

    IRN UXO00004

    • [FCA CF] Client dealing (since 18 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.