Aloxar Capital Ltd

Date authorised
1 June 2020
Companies House
11586849
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ocubis Ltd
    96 Kensington High Street
    London
    Kensington and Chelsea
    W8 4SG
    UNITED KINGDOM
    Phone
    +4407772653390
    Web
    https://www.aloxarcapital.com

  • Complaints Contact

    Stag House
    Old London Road
    Hertford
    Hertfordshire
    SG13 7LA
    UNITED KINGDOM
    Phone
    +4407772653390

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amelia Fleur Michie

    IRN AFH01054

    • SMF3 Executive Director (1 Jun 2020 to 30 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2020 to 4 Oct 2023)
    • SMF16 Compliance Oversight (1 Jun 2020 to 4 Oct 2023)
    • [FCA CF] Client dealing (1 Jun 2020 to 27 Jan 2025)
  • Nicolai Borcher Hansen

    IRN NBH01018

    • SMF16 Compliance Oversight (since 14 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • SMF3 Executive Director (since 1 Jun 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.