Date authorised
1 December 2014
Companies House
07542418
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    165 The Broadway
    London
    Merton
    SW19 1NE
    UNITED KINGDOM
    Phone
    +442086786946
  • Complaints Contact

    165 The Broadway
    London
    Merton
    SW19 1NE
    UNITED KINGDOM
    Phone
    +442086786946

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ben Smee

    IRN BXS00542

    • SMF3 Executive Director (2 Jan 2025 to 11 Feb 2026)
  • Daniel Neil Putnam

    IRN DNP01037

    • CF1 Director (18 Apr 2017 to 18 Jan 2018)
  • Deborah Goodman

    IRN DXG00123

    • SMF3 Executive Director (21 Dec 2022 to 26 Jun 2025)
  • Gnanapragasm Mario Kumar

    IRN GMK01035

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Dec 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
  • Moez Abdul Karim Kara

    IRN MXK00879

    • SMF3 Executive Director (since 21 Jan 2025)
  • Roshan Kara

    IRN RXK01709

    • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Dec 2025)
    • Responsible for Insurance Mediation (7 Jun 2017 to 30 Sep 2018)
    • CF1 Director (1 Dec 2014 to 8 Dec 2019)
  • Stephen James Guest

    IRN SXG00862

    • SMF3 Executive Director (2 Jan 2025 to 6 Feb 2026)
  • Tsvetomir Lyubomirov Mladenov

    IRN TXM00260

    • SMF3 Executive Director (13 Jan 2022 to 29 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.