Allocean Maritime Investments Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Simon Graham
IRN ASG01088
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 May 2025)
- SMF3 Executive Director (9 Dec 2019 to 28 May 2025)
- CF11 Money Laundering Reporting (17 Aug 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Jan 2013 to 8 Dec 2019)
- CF1 Director (11 Jan 2013 to 8 Dec 2019)
Braden Harris
IRN BXH01128
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (5 Aug 2016 to 8 Dec 2019)
- CF1 Director (11 Jan 2013 to 8 Dec 2019)
- CF3 Chief Executive (11 Jan 2013 to 8 Dec 2019)
Jonathan Ian Bloohn
IRN JXB04042
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jun 2025)
- SMF16 Compliance Oversight (since 25 Jun 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.