Date authorised
1 April 2013
Companies House
03007252
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Bishopsgate
    London
    EC2N 3AR
    UNITED KINGDOM
    Phone
    +4401483568161
  • Complaints Contact

    15 Bishopsgate
    London
    UK
    EC2N 3AR
    UNITED KINGDOM
    Phone
    +4403306785006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Anthony Burke

    IRN GAB01104

    • CF2 Non Executive Director (29 Jun 2006 to 29 Jun 2006)
    • CF1 Director (14 Jan 2005 to 29 Jun 2006)
  • Gary Edward Davess

    IRN GED01020

    • SMF9 Chair of the Governing Body (9 Jan 2020 to 14 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2021)
    • CF1 Director (22 Nov 2016 to 8 Dec 2019)
  • George Richard Stratford

    IRN GRS01060

    • CF2 Non Executive Director (22 Jun 2006 to 29 Sep 2010)
  • Graham Harold Stow

    IRN GHS01020

    • CF2 Non Executive Director (14 Jan 2005 to 15 Jun 2006)
  • Henry Alan Topham

    IRN HXT00163

    • Responsible for Insurance Distribution (since 22 Jul 2025)
    • SMF1 Chief Executive (since 22 Jul 2025)
  • James Hillon

    IRN JXH02462

    • SMF3 Executive Director (since 2 Jul 2025)
  • Jean-Marc Daniel Callant

    IRN JDC01141

    • CF1 Director (14 Jan 2005 to 30 Jun 2007)
  • John Richard Lawton

    IRN JRL01096

    • CF1 Director (29 Jun 2006 to 9 Nov 2007)
  • Jonathan Dye

    IRN JXD01572

    • CF1 Director (16 Nov 2007 to 11 Feb 2014)
  • Kathryn Hayley Fryer

    IRN KHF01020

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
    • CF1 Director (1 May 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.