Allianz Global Investors UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Allianz Global Investors199 BishopsgateLondonCity Of LondonEC2M 3TYUNITED KINGDOM- Phone
- +442078599000
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Complaints Contact
Allianz Global Investors199 BishopsgateLondonCity Of LondonEC2M 3TYUNITED KINGDOM- Phone
- +442032467862
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Retail Investment Funds
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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STEFAN Henge
IRN SXH12865
- [FCA CF] Client dealing (since 30 May 2023)
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STEPHANIE Carbonneil Arguello
IRN SXC02218
- [FCA CF] Client dealing (since 30 May 2023)
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Samuel Max Ross
IRN SMR01151
- [FCA CF] Client dealing (since 3 Jul 2025)
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Sean Martin Edwards
IRN SXE00324
- SMF2 Chief Finance (since 24 Apr 2025)
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Seungwoo CHUNG
IRN SXC00568
- [FCA CF] Client dealing (since 30 May 2023)
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Shane O'Keeffe
IRN SXO01362
- [FCA CF] Client dealing (30 May 2023 to 24 Jul 2023)
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Silvana Maria Pacitti
IRN SXP00492
- SMF3 Executive Director (1 Dec 2022 to 1 May 2023)
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Simon Barnard Collins
IRN SXC00786
- SMF24 Chief Operations (since 1 Dec 2022)
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Stephen Snaith
IRN SXS05688
- [FCA CF] Client dealing (since 16 Jan 2025)
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Sukhjivan Singh
IRN SXS05441
- SMF18 Other Overall Responsibility (since 2 Jan 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.