Date authorised
1 April 2013
Companies House
06706681
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 St Helens Place
    London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +4402033285656
  • Complaints Contact

    5 St Helens Place
    London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +4402033285656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Kirchner

    IRN EXK01352

    • [FCA CF] Client dealing (since 20 Apr 2026)
    • [FCA CF] Client dealing (8 Nov 2023 to 7 Mar 2025)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Emma Jane Ayton

    IRN EJA01014

    • CF30 Customer (9 May 2012 to 13 Jul 2015)
  • Freddie Wooding

    IRN FXW00060

    • [FCA CF] Client dealing (1 Feb 2022 to 30 Jan 2023)
  • George Payne

    IRN GXP00163

    • [FCA CF] Client dealing (26 Mar 2021 to 14 Mar 2025)
  • Graham Alexander Bell

    IRN GAB01064

    • CF30 Customer (25 May 2010 to 8 Dec 2019)
  • Guy Alexander McDougall

    IRN GAM01191

    • [FCA CF] Client dealing (29 Aug 2023 to 15 Oct 2025)
    • CF30 Customer (21 Dec 2015 to 8 Dec 2019)
  • Ian Jermin

    IRN IXJ01037

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Jun 2012 to 8 Dec 2019)
  • Imraj Singh SOHAL

    IRN IXS17516

    • [FCA CF] Client dealing (27 Apr 2020 to 20 Jul 2021)
  • Imran Ahmad

    IRN IXA01051

    • CF30 Customer (17 Mar 2009 to 9 Sep 2011)
    • CF3 Chief Executive (17 Mar 2009 to 26 Jul 2011)
    • CF11 Money Laundering Reporting (17 Mar 2009 to 26 Jul 2011)
    • CF10 Compliance Oversight (17 Mar 2009 to 26 Jul 2011)
    • CF1 Director (17 Mar 2009 to 26 Jul 2011)
  • James Hornigold

    IRN JXH16019

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2021)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.