Allen & Company Financial Management Ltd

FRN: 726265
Companies House: 04505759
Last scraped: 11 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

15 Dedham Vale Business Centre

Manningtree Road

Colchester

Essex

CO7 6BL

UNITED KINGDOM

Phone

+4401206560001

Web

https://www.allenfinancial.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adrian Richard Allen
IRN ARA00009
- (1)Employed By (since 26 Nov 2015)
David William Foster
IRN DWF01028
- (2)Employed By (30 Mar 2016 to 10 Mar 2017)
Laura Marie Sargent
IRN LMP01059
- (4)Employed By (8 Jun 2017 to 7 Aug 2023)
Manish Sheth
IRN MXK01893
- (3)Employed By (7 Oct 2017 to 9 Oct 2017)
Mark James Cripps
IRN MJC01492
- (1)Employed By (1 Apr 2016 to 1 Nov 2021)
Steven James Taylor
IRN SXT21357
- (5)Employed By (8 Oct 2019 to 6 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.