Date authorised
1 April 2013
Companies House
05040684
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Charles Homer

    IRN ACH01049

    • [FCA CF] Significant management (12 Jun 2020 to 9 Apr 2024)
  • Andrew Stewart Hunter

    IRN ASH01128

    • [FCA CF] Significant management (9 Dec 2019 to 14 Aug 2024)
  • Christian Parker

    IRN CXP01920

    • [FCA CF] Significant management (1 Jan 2023 to 31 Oct 2023)
  • Christopher Haggart

    IRN CXH00268

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
  • Christopher James Sime

    IRN CXS00273

    • [FCA CF] Significant management (9 Dec 2019 to 14 Aug 2024)
  • David Andrew Perry

    IRN DAP01124

    • CF1 Director (22 Feb 2016 to 1 Dec 2016)
  • Derek George William Lyons

    IRN DGL00017

    • SMF1 Chief Executive (5 Feb 2020 to 21 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 21 Mar 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Mar 2023)
    • CF1 Director (14 Jun 2016 to 8 Dec 2019)
    • CF29 Significant management (10 Mar 2016 to 16 Jun 2016)
    • Responsible for Insurance Mediation (10 Mar 2016 to 30 Sep 2018)
  • Diane Audrey Ray

    IRN DXR00199

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • Eleanor Maysel Petrou

    IRN EMP01024

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2016)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2016)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 3 Apr 2017)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Gary Arthur Chapman

    IRN GAC01108

    • CF3 Chief Executive (AR) (7 Mar 2016 to 4 Jan 2022)
    • CF1 Director (AR) (7 Sep 2015 to 4 Jan 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Lexicon Property Ltd (no longer appointed)

    FRN 715624 · Appointed 1 Sep 2015 · Until 15 Mar 2022

  • KMGC Limited (no longer appointed)

    FRN 714974 · Appointed 25 Aug 2015 · Until 15 Mar 2022

  • Structadene Limited (no longer appointed)

    FRN 422845 · Appointed 25 Aug 2015 · Until 15 Mar 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.