All Counties Financial Limited

• Principal Place of Business

  12 Wootton Drive

  Stafford

  Staffordshire

  ST16 1PU

  UNITED KINGDOM

  Phone

  +4401785606199

• Complaints Contact

  12 Wootton Drive

  Stafford

  Staffordshire

  ST16 1PU

  UNITED KINGDOM

  Phone

  +4401785606199

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Anthony Roger Gwinnell

  IRN ARG00021

  • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
  • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (26 Apr 2006 to 31 Dec 2010)
  • CF10 Compliance Oversight (26 Apr 2006 to 31 Dec 2010)
  • CF1 Director (3 Nov 2005 to 31 Dec 2010)
• Ashley Darren Clifton

  IRN ADC00041

  • CF30 Customer (1 Nov 2007 to 13 Jul 2012)
  • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
• Gareth James Deacy

  IRN GJD01074

  • CF30 Customer (4 Jul 2011 to 28 Oct 2011)
• Ian Anthony Gwinnell

  IRN IAG01019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (7 Mar 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Mar 2011 to 8 Dec 2019)
  • CF30 Customer (6 Mar 2008 to 8 Dec 2019)
  • CF1 Director (3 Nov 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Nov 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (3 Nov 2005 to 31 Mar 2009)
• Sara Gwinnell

  IRN SXG02165

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (8 Jun 2015 to 8 Dec 2019)
• Spencer Ainsley Clifton

  IRN SXC00099

  • CF30 Customer (1 Nov 2007 to 13 Jul 2012)
  • CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)

• ASC Financial Advisers Limited (no longer appointed)

  FRN 576952 · Appointed 9 Mar 2012 · Until 15 Oct 2012

No changes recorded yet.