Date authorised
1 April 2013
Companies House
06683418
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bredon House
    321 Tettenhall Road
    Wolverhampton
    West Midlands
    WV6 0JZ
    UNITED KINGDOM
    Phone
    +4401902757574
  • Complaints Contact

    Bredon House
    321 Tettenhall Road
    Wolverhampton
    West Midlands
    WV6 0JZ
    UNITED KINGDOM
    Phone
    +4401902757574

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Stanley Francis

    IRN DSF00014

    • SMF3 Executive Director (9 Dec 2019 to 11 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Jun 2021)
    • CF1 Director (2 Jan 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2009 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Jan 2009 to 31 Mar 2009)
  • Marcus David Francis

    IRN MXF00242

    • Responsible for Insurance Distribution (since 26 Sep 2021)
    • SMF3 Executive Director (since 26 Sep 2021)
  • Susan Yvonne Francis

    IRN SYF01007

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.