Alexa Capital Limited

Date authorised
1 August 2018
Companies House
10759666
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    47-48 Piccadilly
    London
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442030115566
    Web
    https://www.alexa-capital.com

  • Complaints Contact

    47-48 Piccadilly
    London
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442030114488

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Alexander Legh Adams

    IRN JAA01130

    • [FCA CF] Client dealing (since 10 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
  • Lin Gao

    IRN LXG10979

    • CF30 Customer (30 Jan 2019 to 8 Dec 2019)
  • Louis Ferdinand William Dunning Gribble

    IRN LXD23396

    • [FCA CF] Client dealing (since 7 Jan 2020)
    • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
  • Michel Besson

    IRN MSB01208

    • [FCA CF] Client dealing (2 Sep 2020 to 3 Mar 2025)
  • Sahil Masson

    IRN SXM01337

    • [FCA CF] Client dealing (since 18 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.