Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Stephenson

    IRN PXS00579

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Patrick Vincent Lai

    IRN PXL00276

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Patrick Wnek

    IRN PXW00339

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Paul Ashby

    IRN PXA00205

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Pauline Marie Cacucciolo

    IRN PMC01151

    • [FCA CF] Manager of certification employee (since 1 May 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
  • Pavan Gill

    IRN PXG00341

    • [FCA CF] Client dealing (since 9 Jan 2023)
  • Pavlina Kyriakou

    IRN PXK00281

    • [FCA CF] Client dealing (17 Aug 2020 to 14 Aug 2025)
  • Penelope Mantillas

    IRN PXC01762

    • CF30 Customer (1 Nov 2007 to 17 Jun 2010)
    • CF22 Investment Adviser (Trainee) (25 May 2007 to 31 Oct 2007)
  • Peter Joseph Udale

    IRN PJU01004

    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2006)
  • Petros Rafael

    IRN PXR00334

    • [FCA CF] Client dealing (since 10 Jan 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.