Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Kimberley Chester

    IRN LKC01010

    • CF30 Customer (2 Nov 2012 to 2 Nov 2015)
  • Laura King

    IRN LXK00146

    • [FCA CF] Client dealing (1 Sep 2021 to 26 Jan 2024)
  • Lavinia Ai Si Lee

    IRN LXL00203

    • [FCA CF] Client dealing (since 21 Dec 2021)
  • Leda Koumandari

    IRN LXK00151

    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Leon A Chautin

    IRN LAC01032

    • CF30 Customer (1 Nov 2007 to 23 Sep 2008)
    • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
  • Lewis Mayegun

    IRN LXM00491

    • [FCA CF] Client dealing (4 Oct 2021 to 10 May 2023)
  • Lincoln Richard Smith

    IRN LRS01031

    • CF30 Customer (3 Dec 2007 to 1 Mar 2011)
  • Lisa Needle

    IRN LXN00089

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Liyun Ju

    IRN LXJ00165

    • [FCA CF] Client dealing (4 Apr 2022 to 21 Mar 2025)
  • Lizza Tandoc Domingo

    IRN LTD01003

    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.