Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harrison Bauer

    IRN HXB00226

    • [FCA CF] Client dealing (since 19 Jul 2021)
  • Harry Farrant

    IRN HXF00086

    • [FCA CF] Client dealing (29 Jun 2021 to 28 Oct 2022)
  • Heather Christopher

    IRN HXC00203

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Heeral Shah

    IRN HXS00376

    • [FCA CF] Material risk taker (since 12 Apr 2023)
    • [FCA CF] Significant management (12 Apr 2023 to 31 Aug 2023)
  • Henry Furneaux

    IRN HXF00143

    • [FCA CF] Client dealing (since 7 Jul 2025)
  • Hitoshi Nagata

    IRN HXN00081

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • Hitoshi Nagata

    IRN HXN01026

    • CF1 Director (15 Sep 2006 to 3 Apr 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2007)
  • Ho Ting Liu

    IRN HXL00240

    • [FCA CF] Client dealing (9 Jun 2025 to 1 Dec 2025)
  • Holly Bosmans

    IRN HXB00217

    • [FCA CF] Client dealing (since 27 Jul 2020)
  • Hong Ming Wong

    IRN HXW00188

    • [FCA CF] Client dealing (1 Aug 2023 to 10 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.