ALBERT CAPITAL & FINANCE LTD.

Date authorised
1 November 2016
Companies House
05739829
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    44 Worship Street
    London
    Hackney
    EC2A 2EA
    UNITED KINGDOM
    Phone
    +447806658066
    Web
    https://www.albertcf.com

  • Complaints Contact

    1st Floor
    44 Worship Street
    London
    Hackney
    EC2A 2EA
    UNITED KINGDOM
    Phone
    +447806658066

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jiantao Tu

    IRN JXT01761

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jan 2026)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
  • Xun Wang

    IRN XXW01097

    • SMF3 Executive Director (since 30 Nov 2020)
    • [FCA CF] Significant management (17 Jul 2020 to 18 Jul 2020)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.