Alan & Thomas Insurance Brokers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
314-316 Bournemouth Road-PooleDorsetBH14 9APUNITED KINGDOM- Phone
- +4401202754900
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Complaints Contact
314-316 Bournemouth RoadPooleBournemouthBH14 9APUNITED KINGDOM- Phone
- +441202754900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adrian Lee Potter
IRN AXP00319
- [FCA CF] Significant management (1 Jan 2021 to 25 Jul 2023)
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Andrew Charles Homer
IRN ACH01049
- [FCA CF] Significant management (12 Jun 2020 to 19 Jul 2023)
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Andrew Stewart Hunter
IRN ASH01128
- [FCA CF] Significant management (9 Dec 2019 to 16 Aug 2023)
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Angela Gail Lacey
IRN AGL01031
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
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Carole Anne Lowe
IRN CAL01071
- [FCA CF] Significant management (9 Dec 2019 to 26 Jul 2023)
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Christian Parker
IRN CXP01920
- [FCA CF] Significant management (1 Jan 2023 to 19 Jul 2023)
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Christopher Haggart
IRN CXH00268
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
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Christopher James Sime
IRN CXS00273
- [FCA CF] Significant management (9 Dec 2019 to 16 Aug 2023)
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David Thomas Waters
IRN DTW01029
- CF1 Director (AR) (12 May 2016 to 22 Dec 2016)
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Diane Audrey Ray
IRN DXR00199
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Alan & Thomas Renewables LLP (no longer appointed)
FRN 565420 · Appointed 28 Sep 2011 · Until 29 Jul 2013
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Business Source Solutions Ltd (no longer appointed)
FRN 526493 · Appointed 13 Jan 2011 · Until 21 Mar 2013
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Wonderstore Developments Ltd (no longer appointed)
FRN 489053 · Appointed 17 Oct 2008 · Until 26 Feb 2009
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.