Akorn Financial Advice Limited

• Principal Place of Business

  The Landmark

  School Lane

  Burnley

  Lancashire

  BB11 1UF

  UNITED KINGDOM

  Phone

  +4401254584330

  Web

  http://www.akornfa.co.uk

• Complaints Contact

  The Landmark

  School Lane

  Burnley

  Lancashire

  BB11 1UF

  UNITED KINGDOM

  Phone

  +4401254584330

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Angelo, Matthew Kornecki

  IRN AMK01135

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 7 Jul 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jul 2020)
  • SMF3 Executive Director (since 7 Jul 2020)
  • [FCA CF] Client dealing (since 7 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Jul 2020)
  • Responsibility for MCD Intermediation (since 7 Jul 2020)
  • Responsible for Insurance Distribution (since 7 Jul 2020)
  • [FCA CF] Significant management (7 Jul 2020 to 5 Jul 2021)
• Colin James Taylor

  IRN CXT00056

  • SMF3 Executive Director (7 Dec 2020 to 5 Sep 2024)
  • Responsible for Insurance Distribution (7 Dec 2020 to 5 Sep 2024)
  • Responsibility for MCD Intermediation (7 Dec 2020 to 5 Sep 2024)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 5 Sep 2024)
  • [FCA CF] Manager of certification employee (1 Dec 2020 to 5 Jul 2021)
• Daniel Sam Armitage

  IRN DSA01036

  • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 25 Jun 2021)
• Jessica Robinson

  IRN JXR00150

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
• Luke Robinson

  IRN LXR00046

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 9 Dec 2022)

No changes recorded yet.