Date authorised
1 April 2013
Companies House
OC312612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    1 Newman Street
    London
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400
  • Complaints Contact

    A K O Capital Llp
    1 Newman Street
    London
    Westminster
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ruchir Asnani

    IRN RXA01547

    • CF4 Partner (2 Sep 2010 to 2 Jul 2012)
  • SARA SCHEIBENPFLUG

    IRN SXS89743

    • [FCA CF] Client dealing (since 8 Mar 2021)
  • STUART CRAIG MELDRUM

    IRN SCM01162

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (18 Sep 2015 to 9 Dec 2019)
  • Satvinder Ranu

    IRN SXR02009

    • SMF27 Partner (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (2 Jan 2017 to 9 Dec 2019)
    • CF30 Customer (27 Jan 2014 to 8 Dec 2019)
  • Sean Gallen

    IRN SXG00465

    • [FCA CF] Client dealing (1 Feb 2022 to 14 Oct 2022)
  • Si Yang Xu

    IRN SYX01000

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Simona Ferrari

    IRN SXF01180

    • CF4 Partner (18 Apr 2006 to 31 Mar 2007)
  • Stanislav Rozhdestvensky

    IRN SXR02096

    • CF4 Partner (2 Mar 2015 to 19 May 2017)
  • Stephen Rabel

    IRN SXR02535

    • CF4 Partner (28 Dec 2016 to 9 Dec 2019)
  • Tim Laxton

    IRN TXL01183

    • CF4 Partner (15 Jun 2007 to 31 May 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.