Date authorised
1 April 2013
Companies House
OC312612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    1 Newman Street
    London
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400
  • Complaints Contact

    A K O Capital Llp
    1 Newman Street
    London
    Westminster
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • HOLLY ANDERSON

    IRN HXA00055

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
  • IOANNIS TSIAILI

    IRN IXT00023

    • [FCA CF] Manager of certification employee (since 15 Mar 2024)
    • [FCA CF] Client dealing (since 15 Jun 2020)
  • Igor Kryca

    IRN IXK01202

    • CF30 Customer (11 Apr 2011 to 30 Jun 2014)
    • CF4 Partner (18 Nov 2010 to 31 Aug 2014)
  • Jakob Daniel Mirzabaigian

    IRN JDM01227

    • [FCA CF] Client dealing (since 3 Jan 2023)
  • James Edward Thompson

    IRN JXT00813

    • [FCA CF] Client dealing (since 1 Aug 2025)
  • Jean-Louis Thiemele

    IRN JXT01740

    • CF4 Partner (27 Jan 2014 to 9 Jan 2015)
  • Johannes Rudolf Dreyer

    IRN JRD01104

    • [FCA CF] Client dealing (since 1 Aug 2025)
  • John Mulvihill

    IRN JXM01709

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (6 Sep 2005 to 31 Oct 2007)
    • CF4 Partner (6 Sep 2005 to 9 Dec 2019)
  • John O'Driscoll

    IRN JXO01540

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (6 Jan 2017 to 9 Dec 2019)
  • John Sonnerhed

    IRN JXS02968

    • [FCA CF] Material risk taker (since 9 Apr 2024)
    • [FCA CF] Manager of certification employee (since 15 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (1 Jan 2015 to 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.