Aitken Advisors LLP

Date authorised
1 April 2013
Companies House
OC344236
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Marryat Road
    London
    SW19 5BE
    UNITED KINGDOM
    Phone
    +4407738699972
    Web
    https://www.aitkenadvisors.com

  • Complaints Contact

    41 Marryat Road
    London
    SW19 5BE
    UNITED KINGDOM
    Phone
    +4407738699972

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ainslie Ann Aitken

    IRN AAA01201

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 May 2010 to 8 Dec 2019)
  • James Lindesay Napier Aitken

    IRN JLA01032

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (24 May 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 May 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 May 2010 to 8 Dec 2019)
    • CF30 Customer (24 May 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.