Aikya Investment Management Limited

Date authorised
1 June 2021
Companies House
12329682
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aikya Investment Management
    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +442039654392
    Web
    https://www.aikya.co.uk

  • Complaints Contact

    Aikya Investment Management
    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +442039654590

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Michael Nesbit

    IRN AMN01017

    • [FCA CF] Client dealing (16 Jul 2021 to 4 Nov 2025)
  • Amandeep Singh Shihn

    IRN ASS01122

    • [FCA CF] Client dealing (20 Nov 2023 to 31 Jul 2024)
  • Amy Elizabeth Berloth

    IRN AXB04408

    • [FCA CF] Client dealing (since 16 Sep 2024)
  • Ashish Swarup

    IRN AXS02459

    • [FCA CF] Client dealing (since 16 Jul 2021)
    • SMF1 Chief Executive (since 1 Jun 2021)
    • SMF3 Executive Director (since 1 Jun 2021)
  • Daniel Longan

    IRN DXL00541

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2021)
  • Ian Macoun

    IRN IXM00341

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2021)
  • Michael James Summers

    IRN MJS01568

    • [FCA CF] Client dealing (since 16 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2021)
    • SMF16 Compliance Oversight (since 1 Jun 2021)
  • Rahul Madhav Desai

    IRN RMD01094

    • [FCA CF] Client dealing (since 16 Jul 2021)
    • SMF3 Executive Director (since 1 Jun 2021)
  • Thomas James Alexander

    IRN TJA01046

    • SMF3 Executive Director (1 Jun 2021 to 1 Jun 2021)
  • Thomas James Allen

    IRN TJA01064

    • [FCA CF] Client dealing (since 16 Jul 2021)
    • SMF3 Executive Director (since 1 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

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