Date authorised
1 April 2013
Companies House
OC380907
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071442053
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chin Pang Tsoi

    IRN CPT01053

    • CF30 Customer (15 Mar 2013 to 30 Oct 2017)
  • Chris Owen

    IRN CXO00092

    • [FCA CF] Manager of certification employee (since 15 Sep 2021)
  • Christian Gregor Elliott

    IRN CGE01012

    • CF30 Customer (26 Jan 2015 to 15 Sep 2017)
  • Christien Patrick Hunt

    IRN CPH01093

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (15 Mar 2013 to 8 Dec 2019)
  • Christophe Agopian

    IRN CXA01618

    • [FCA CF] Client dealing (17 Sep 2021 to 20 Mar 2025)
  • Christopher Chaloner

    IRN CBC01025

    • CF4 Partner (15 Mar 2013 to 12 Apr 2013)
  • Christopher Dylan Woolley

    IRN CDW01061

    • [FCA CF] Algorithmic trading (25 Jul 2024 to 23 Jun 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jun 2025)
    • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
  • Christopher John Huggins

    IRN CJH01173

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2021)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • Christopher Welbourn Hazeldine Parker

    IRN CWP01029

    • CF30 Customer (26 Mar 2015 to 15 Sep 2017)
  • Claire Cooper

    IRN CDW01117

    • CF30 Customer (2 Nov 2015 to 17 Nov 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.