Date authorised
1 April 2013
Companies House
OC380907
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071442053
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Mondelci

    IRN AXM02988

    • [FCA CF] Manager of certification employee (22 Apr 2020 to 1 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
    • SMF27 Partner (9 Dec 2019 to 10 Dec 2019)
    • CF4 Partner (1 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (15 Mar 2013 to 8 Apr 2014)
  • Andrew Charles Harvie

    IRN ACH01183

    • CF30 Customer (23 Apr 2014 to 10 Jul 2015)
  • Andrew Edward Austen

    IRN AEA01053

    • CF30 Customer (15 Mar 2013 to 28 Apr 2013)
  • Andrew John Frost

    IRN AJF01268

    • CF30 Customer (21 Mar 2014 to 25 Sep 2014)
  • Andrew Mark Courtneidge

    IRN AMC01227

    • CF30 Customer (15 Mar 2013 to 29 Jul 2016)
  • Andrew Patrick Hanna

    IRN APH01184

    • CF30 Customer (5 Aug 2015 to 28 Aug 2015)
  • Andrew Stewart Burrows

    IRN ASB01199

    • CF4 Partner (1 Mar 2017 to 12 Sep 2018)
  • Anna Lawrence

    IRN AXL00345

    • [FCA CF] Client dealing (since 14 Sep 2021)
  • Anthony Edward Vickerstaff Hoyle

    IRN AEV01011

    • [FCA CF] Manager of certification employee (25 Sep 2023 to 19 Sep 2025)
  • Anthony William Ledford

    IRN AWL01040

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2025)
    • SMF27 Partner (9 Dec 2019 to 10 Dec 2019)
    • CF4 Partner (15 Mar 2013 to 8 Dec 2019)
    • CF30 Customer (15 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.