Date authorised
1 April 2013
Companies House
04258783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor
    Blue Leanie
    Walton Street
    Aylesbury
    Buckinghamshire
    HP21 7QW
    UNITED KINGDOM
    Phone
    +447375922599
  • Complaints Contact

    First Floor
    Blue Leanie
    Walton Street
    Aylesbury
    Buckinghamshire
    HP21 7QW
    UNITED KINGDOM
    Phone
    +4407375922599

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rosalind Dawn Barton

    IRN RDB01174

    • CF1 Director (AR) (25 Sep 2017 to 16 Oct 2018)
  • Rosemary Smart

    IRN RXS01695

    • CF1 Director (AR) (31 Mar 2009 to 25 Jul 2019)
  • Rupert Edward Symes

    IRN RES01124

    • CF1 Director (AR) (1 Sep 2015 to 2 Oct 2018)
  • Samantha Teri Webb

    IRN SXW13286

    • CF1 Director (AR) (8 Apr 2019 to 8 Oct 2020)
  • Sami James Agha

    IRN SXA00719

    • SMF3 Executive Director (since 1 Feb 2023)
  • Sarah Joanne Heywood

    IRN SXH02644

    • CF1 Director (AR) (15 Aug 2017 to 11 Nov 2019)
    • CF4 Partner (AR) (24 Aug 2015 to 27 Apr 2017)
  • Sarah Louise Craggs

    IRN SLC01166

    • CF1 Director (AR) (24 Feb 2018 to 22 May 2019)
  • Shane Patrick Murray

    IRN SPM01275

    • CF1 Director (AR) (5 May 2017 to 9 Oct 2019)
  • Shelly Ann Jefferies

    IRN SAJ01136

    • CF1 Director (AR) (7 Oct 2017 to 7 Jan 2019)
  • Simon Wheeler

    IRN SXW01927

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Sep 2021)
    • Responsible for Insurance Mediation (17 May 2013 to 30 Sep 2018)
    • CF3 Chief Executive (17 May 2013 to 8 Dec 2019)
    • CF1 Director (17 May 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.