AGORA-DIRECT LIMITED

Date authorised
5 November 2015
Companies House
09349168
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 11
    Kings Chambers
    Queen Street
    Derby
    Derbyshire
    DE1 3DS
    UNITED KINGDOM
    Phone
    +4401332895070
    Web
    https://www.agora-direct.co.uk

  • Complaints Contact

    Office 11
    Kings Chambers
    34 Queen Street
    Derby
    DE1 3DS
    UNITED KINGDOM
    Phone
    +441332895070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Akif Din

    IRN AXD02715

    • SMF16 Compliance Oversight (since 12 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 May 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (5 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Markus Nowatzki

    IRN MXN01750

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 May 2023)
    • CF10 Compliance Oversight (5 Nov 2015 to 8 Dec 2019)
    • CF1 Director (5 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2015 to 8 Dec 2019)
  • Taha Ahmad

    IRN TXA01707

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2023)
    • CF1 Director (5 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.