Date authorised
1 July 2025
Companies House
16083024
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor, City Tower
    40 Basinghall Street
    London
    EC2V 5DE
    UNITED KINGDOM
    Phone
    +442082649453
  • Complaints Contact

    9th Floor, City Tower
    40 Basinghall Street
    London
    EC2V 5DE
    UNITED KINGDOM
    Phone
    +442082649453

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giancarlo Ferrero

    IRN GXF01327

    • [FCA CF] Material risk taker (since 7 Apr 2026)
    • [FCA CF] Client dealing (since 7 Apr 2026)
  • Gilberto Marcheggiano

    IRN GXM02108

    • SMF3 Executive Director (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2025)
  • Guido Valentini

    IRN GXV01118

    • [FCA CF] Client dealing (since 1 Jul 2025)
    • SMF3 Executive Director (since 1 Jul 2025)
  • Indradeap Chatterjee

    IRN IXC62532

    • [FCA CF] Client dealing (since 19 Sep 2025)
  • Jacques Cailloux

    IRN JXC01493

    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
  • Jonathan James Candy

    IRN JJC01113

    • [FCA CF] Material risk taker (1 Jul 2025 to 10 Apr 2026)
    • [FCA CF] Client dealing (1 Jul 2025 to 10 Apr 2026)
  • Leila Sandell

    IRN LXS01444

    • [FCA CF] Client dealing (since 26 Feb 2026)
  • Luca Brugnolini

    IRN LXB00261

    • [FCA CF] Client dealing (since 5 Nov 2025)
  • Rory O'Neill

    IRN RXO00057

    • [FCA CF] Client dealing (1 Jul 2025 to 6 Feb 2026)
  • William Airey

    IRN WXA21379

    • [FCA CF] Client dealing (since 28 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

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